An introduction to the intricacies of federal securities law. The author examines the statutory framework for the issues that federal judges are most likely to encounter in securities litigation: basic registration, disclosure, and antifraud.
An introduction to the intricacies of federal securities law. The author focuses on the issues that federal judges are most likely to encounter in litigation: basic registration, disclosure, and antifraud provisions.
An examination of four statutes relating to fraud and civil liability: The Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.