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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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Title Datesort ascending
Sentencing Options of Federal District Judges [Superseded]

A description of the statutory sentencing alternatives in the federal courts. Addressed primarily to newly appointed district judges, the report relates sentencing alternatives to the policies of the agencies that carry out the sentences, particularly the Bureau of Prisons and the Parole Commission. This is a June 1985 Revision.

Superseded by Sentencing Federal Offenders for Crimes Committed Before November 1, 1987 (1991).

January 1, 1985
Observation and Study in the Federal District Courts

An assessment of the statutory procedure by which a judge may refer a convicted offender to the Bureau of Prisons for a period of observation and study. The report describes the current referral process and looks at the extent to which the reports prepared by the correctional institutions are meeting the courts' needs. Several recommendations for improvement are offered.

January 1, 1985
Asbestos Case Management: Pretrial and Trial Procedures

A description of case-management procedures various courts have used to facilitate prompt resolution in asbestos litigation. The report is based on a conference of federal judges, magistrate judges, and clerks. Among the methods described are use of standardized pretrial procedures to avoid duplication of effort, use of calendaring systems to establish firm and credible trial dates, and consolidation of cases for trial to conserve judicial time.

January 1, 1985
The Joint Trial Calendars in the Western District of Missouri

An examination of the calendaring system used by the Western District of Missouri to clear its criminal and civil dockets at regularly scheduled intervals. The report, based on interviews with the district's judges, court personnel, and attorneys, discusses the system's impact and offers guidelines for courts considering its adoption. Copies of the court's orders and forms are included.

January 1, 1985
The Caseload Experiences of the District Courts from 1972 to 1983: A Preliminary Analysis

An analysis of the appropriateness of using 400 weighted filings per judge as the touchstone for recommending the creation of new district judgeships. Through statistical comparisons of various single-year filing cutoff points, the authors examine how the district courts have handled their pending caseloads. The report concludes that, although important, the single-year filing levels are imperfect predictors of caseload behavior and that other variables need to be considered.

January 1, 1985
The First Decade of the Circuit Court Executive: An Evaluation

A description of the evolution of the circuit executive position. The author, a longtime federal personnel executive and observer, considered the extent to which expectations for the executives' role in the administration of justice were realized and offered recommendations for further development of that role.

January 1, 1985
Attorney Fee Petitions: Suggestions for Administration and Management

An analysis of the cases, statutes, local rules, and other materials affecting judicial management of attorney fee petitions. The authors offer alternative approaches to various attorney fee issues and discuss techniques for streamlining repetitive aspects of fee applications and disputes.

January 1, 1985
An Empirical Study of Rule 11 Sanctions

The results of a survey of 292 federal district judges concerning how they interpret and apply the 1983 amendments to Federal Rule of Civil Procedure 11 (before the 1993 amendments). Based on the judges' hypothetical reactions to actual cases in which Rule 11 sanctions were requested, the study outlines the judges' standards and rationales for imposing sanctions, the kinds of sanctions imposed, and the relationship between the judges' opinions and their expectations of how their colleagues would rule on the same issues.

January 1, 1985
Partial Payment of Filing Fees in Prisoner In Forma Pauperis Cases in Federal Courts: A Preliminary Report

A description of the procedures used in several district courts to adjust the filing fee to the amount of income available to a prisoner. The report details the operation of the program in the Northern District of Ohio, Western Division, and assesses the impact of the procedure on the court and litigants.

January 1, 1984
Mediation in the Western District of Washington

A description of an innovation applied in the Western District of Washington for mediation of selected civil cases. Under the procedure described in this publication, judges referred cases to attorneys who serve as mediators without compensation, in an attempt to induce settlements.

January 1, 1984

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