Historical Context
The city of Birmingham, Alabama, was one of the most significant sites of conflict during the African American civil rights movement of the 1960s. The city had long been a bastion of racial segregation and a place where whites frequently perpetrated acts of violence against African Americans. In 1963, activists in the Southern Christian Leadership Conference and the Alabama Christian Movement for Human Rights launched the Birmingham Campaign, which included protest marches, boycotts of local businesses that had engaged in racial discrimination, and sit-ins at segregated lunch counters.
On Good Friday and Easter Sunday of 1963, these activists participated in the public demonstrations that ultimately resulted in the Walker litigation. Prominent ministers Dr. Martin Luther King, Jr., Ralph Abernathy, and Fred Shuttlesworth were arrested for leading the demonstrations. During his eight-day incarceration, King authored his “Letter from Birmingham Jail,” a public response to white ministers who had counseled patience in the battle for civil rights. King’s missive explaining why nonviolent direct action was necessary and exhorting white moderates to do more to support racial justice became perhaps the most important written document of the civil rights era.
Soon after, protestors in Birmingham, including schoolchildren, were subjected to violent assaults by police wielding nightsticks, attack dogs, and high-pressure fire hoses. These attacks, directed by Commissioner of Public Safety Eugene “Bull” Connor, repulsed a national television audience witnessing these events on the evening news and eventually influenced President John F. Kennedy to advocate publicly for civil rights.
The protests led to a compromise with city business leaders that included the desegregation of lunch counters, restrooms, and water fountains, but racial conflict in Birmingham persisted. After the campaign, whites carried out several terrorist attacks on African Americans, including the firebombing of a Baptist church that resulted in the killing of four young girls. Nevertheless, the Birmingham Campaign was a watershed moment in the civil rights movement, inspiring similar actions in other cities in the Deep South and ultimately helping to bring about passage of the Civil Rights Act of 1964.
Legal Debates before Walker
The African American civil rights movement heightened longstanding tensions regarding the exercise of federal judicial power over state and local officials. This conflict was perhaps most evident in the context of resistance to school desegregation in the wake of Brown v. Board of Education and subsequent cases. The potential for federal-state conflict also existed when local officials attempted to suppress public protest activities through the use of court injunctions. Protestors barred by court order from conducting marches, pickets, or sit-ins faced criminal charges for contempt of court if they disobeyed. A court challenge to vindicate their constitutional rights, however, would be lengthy and difficult, as the plaintiffs would have to proceed through an often-hostile state court system before having a small chance to reach the Supreme Court of the United States. This dilemma was at the heart of the Walker case.
The most significant precedent relevant to Walker was Howat v. Kansas, decided by the Supreme Court in 1922. There, the defendants had been convicted in state court of violating an injunction forbidding them from organizing a coal miners’ strike. Before both the trial court and the Supreme Court of Kansas, the defendants argued that the injunction was invalid because it had been issued pursuant to an unconstitutional statute. The Supreme Court of Kansas upheld the convictions, holding that even if the injunction had been issued in error, the defendants could challenge it only through the standard appeal process and not as a defense to an action for contempt. The Supreme Court of the United States affirmed, explaining, “It is for the court of first instance to determine the question of the validity of the law, and until its decision is reversed for error by orderly review, either by itself or by a higher court, its orders based on its decision are to be respected, and disobedience of them is contempt of its lawful authority, to be punished.”
In a similar case decided in 1947, U.S. v. United Mine Workers of America, the Supreme Court affirmed convictions for contempt based on violation of an anti-strike injunction issued by a U.S. district court. The defendants argued that the district court had lacked the necessary jurisdiction to issue the injunction, but the Supreme Court upheld the convictions. Citing Howat, the Court ruled that the injunction required obedience until it was “reversed by orderly and proper proceedings.” The district court had the authority, the Court explained, to preserve existing conditions while it considered the question of its jurisdiction. The defendants, having decided for themselves that the injunction was invalid and proceeding to violate it, “acted at their peril,” and were guilty of contempt.
In a 1962 case, In re Green, the Court ruled the opposite way, reversing convictions for violating an injunction against picketing by a labor union. The defendants argued that the injunction was invalid because it had been issued without a hearing and addressed a matter that was within the exclusive jurisdiction of the National Labor Relations Board. The Supreme Court held that the state court could not hold someone in contempt for violating an injunction that was preempted by federal law. The state court’s failure to hold a hearing to establish whether the matter was exclusively federal before issuing the injunction and holding the defendants in contempt was a violation of the defendants’ due process rights under the Fourteenth Amendment. The trial court’s action also constituted undue state interference with federal policy. Two justices dissented, arguing that the Court had not been justified in departing from the Howat and Mine Workers precedents.
The Case
A Birmingham, Alabama, ordinance required a permit from the city commission before “any parade or procession or other public demonstration” could be held on the city’s streets. In April 1963, African American civil rights activists sought such a permit from Bull Connor, who refused, saying, “I will picket you over to the City Jail.” Connor followed up this refusal with a telegram stating that he was without authority to issue the permit without the approval of the entire commission and demanding that no picketing take place.
A few days later, city officials petitioned a state circuit court for an injunction against the protestors forbidding them from conducting any public demonstrations in Birmingham. The court issued the injunction in a proceeding of which the protestors were not notified in advance and at which they had no attorney present. Upon learning of the injunction, the protestors issued a statement declaring the court’s action “raw tyranny under the guise of maintaining law and order.” They quickly decided to defy the injunction and proceed with their plans for demonstrations on Good Friday and Easter Sunday.
The protests that ensued resulted in several arrests, including King’s. On the following Monday, the protestors filed a motion in the state circuit court seeking to have the injunction dissolved on the grounds that it violated their First Amendment rights. At the same time, city officials filed a motion asking the court to require the protestors to show why they should not be held in contempt of court. The judge refused to consider the protestors’ First Amendment arguments on the basis that they had not challenged the injunction in court before violating it. Finding that the court had possessed jurisdiction to issue the injunction and that the protestors had knowingly disobeyed it, the judge held them in contempt of court, sentencing them to five days in jail and a $50 fine. The Supreme Court of Alabama affirmed the convictions, agreeing with the lower court that the constitutionality of the injunction and the ordinance on which it was based could not be challenged in a contempt proceeding. The protestors appealed to the Supreme Court of the United States.
The Supreme Court’s Ruling
In a 5–4 decision, the Supreme Court affirmed the Birmingham protestors’ convictions for contempt of court. Justice Potter Stewart wrote the Court’s opinion, which was joined by Justices John Marshall Harlan, Hugo Black, Byron White, and Tom C. Clark. The majority acknowledged that the injunction and the city ordinance on which it was based might be unconstitutional, but like the Alabama courts, faulted the protestors for not attempting to challenge the injunction in state court before violating it. Alabama law, the Court pointed out, clearly established that a party could not violate a court order and then challenge the order’s constitutionality when appealing a conviction for contempt. “This Court cannot hold that the petitioners were constitutionally free to ignore all the procedures of the law and carry their battle to the streets,” wrote Stewart. “One may sympathize with the petitioners’ impatient commitment to their cause. But respect for judicial process is a small price to pay for the civilizing hand of law, which alone can give abiding meaning to constitutional freedom.” Implicit in the Court’s opinion was a concern for judicial federalism. Parties should not, the majority believed, be able to circumvent the state court system by asking a federal court to invalidate an injunction that had not been appropriately challenged in a state tribunal.
Chief Justice Earl Warren and Justices William Brennan, William Douglas, and Abe Fortas voted to reverse the convictions, with all but Fortas writing dissenting opinions. Warren emphasized his belief that the protestors should be treated no differently from someone who had violated a statute in order to test its constitutionality in court, which was a common practice and was often required in order to bring a legal challenge. The Birmingham ordinance clearly violated the First Amendment by circumscribing basic forms of expression, Warren asserted. The injunction, therefore, “transformed the command of an unconstitutional statute into an impregnable barrier, challengeable only in what likely would have been protracted legal proceedings.” The city’s tactic, Warren believed, was “a gross misuse of the judicial process” designed “to make it possible to punish petitioners for contempt rather than for violating the ordinance, and thus to immunize the unconstitutional statute and its unconstitutional application from any attack.”
Justice Douglas agreed that the Birmingham ordinance was blatantly unconstitutional and that the petitioners should not have been required to bring a court challenge before engaging in their protests. “For if a person must pursue his judicial remedy before he may speak, parade, or assemble,” he wrote, “the occasion when protest is desired or needed will have become history and any later speech, parade, or assembly will be futile or pointless.” Similarly, Justice Brennan found the argument that the petitioners should have challenged the injunction first to be “plainly repugnant to the principle that First Amendment freedoms may be exercised in the face of legislative prior restraints.”
Whereas the majority had cited Howat in its opinion, the dissenters argued that Howat had been limited by In re Green. In Green, the state court had erred by not holding a hearing to determine whether the injunction it issued was within the exclusive domain of the National Labor Relations Board. In light of that holding, the dissenters argued, the state court’s failure to hold a pre-injunction hearing to allow the protestors to argue against the injunction on First Amendment grounds could not be acceptable. Moreover, the dissenters pointed out, the injunctions in both Howat and Mine Workers had been issued to preserve the status quo while the court decided an underlying dispute. The injunction here, by contrast, was aimed only at preventing protest activity.
Aftermath and Legacy
Following his arrest during the Good Friday 1963 protest that resulted in the Walker case, Reverend Shuttlesworth was convicted of violating the Birmingham ordinance prohibiting public demonstrations without a permit. He was sentenced to ninety days hard labor and an additional forty-eight days for failing to pay a fine and court costs amounting to $99. His conviction was reversed by the Alabama Court of Appeals, but then reinstated by the Alabama Supreme Court. In Shuttlesworth v. City of Birmingham (1969), the Supreme Court of the United States reversed the conviction, striking down the statute on First Amendment grounds. The law, wrote Justice Potter Stewart for the majority, “fell squarely within the ambit of the many decisions of this Court over the last 30 years, holding that a law subjecting the exercise of First Amendment freedoms to the prior restraint of a license, without narrow, objective, and definite standards to guide the licensing authority, is unconstitutional.” The language of the Birmingham ordinance was broad and vague, giving the city commission unlimited discretion in its application. The Court cited the factual record in the Walker case to show that the city authorities would not have issued the Good Friday protestors a permit under any circumstances, thereby demonstrating that the ordinance was not being applied objectively.
The Walker case is often cited by legal scholars as an example of the general rule that a party may not raise a challenge to the validity of an injunction in a contempt proceeding after violating the injunction. The case is significant for reasons going far beyond the basic legal rule it embodies, however. It arose from one of the most significant events of the civil rights movement and provides insight regarding the tactics local officials used to obstruct protest and maintain racial hierarchy, as well as the difficulties civil rights protestors faced not only in state courts, but before the federal judiciary as well.
Discussion Questions
- Do you agree with the protestors’ decision to violate the injunction? Why or why not?
- What was the reasoning behind the Supreme Court’s ruling that the protestors could not challenge the constitutionality of the injunction in a contempt proceeding? Do you agree?
- Is an injunction prohibiting protest activities ever acceptable? If so, under what circumstances?
- Did the Walker case ultimately help or hurt the civil rights movement? How so?